Suki Ka Lee So
蘇家莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suki Ka Lee So (蘇家莉), a licensed former licensee with CE reference AZT492. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-14 | 2024-08-18 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-14 | 2024-08-18 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-27 | 2013-08-10 |