Roberts Klavins
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roberts Klavins ( ), a licensed former licensee with CE reference AZS942. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-09-19 | 2021-06-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-09-19 | 2021-06-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-07-03 | 2016-10-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-07-03 | 2017-06-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-07-03 | 2016-10-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2012-07-03 | 2017-06-07 |