Tze Lok Ching
程子樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Lok Ching (程子樂), a licensed former licensee with CE reference AZS855. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-05-18 | 2023-12-04 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-13 | 2022-04-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-07-16 | 2018-03-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-07-16 | 2018-03-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-12 | 2015-07-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-22 | 2013-06-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-22 | 2013-06-27 |