Tian (SFC:AZS678) Li
李天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian (SFC:AZS678) Li (李天), a licensed former licensee with CE reference AZS678. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-02 | 2024-09-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-07-30 | 2013-09-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2012-07-30 | 2013-09-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2012-07-30 | 2013-09-05 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2012-07-30 | 2013-09-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-30 | 2013-09-05 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-30 | 2013-09-05 |