Tiffany Hiu-Yan Lam
林曉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tiffany Hiu-Yan Lam (林曉欣), a licensed former licensee with CE reference AZS657. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-07-30 | 2013-04-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-07-30 | 2013-04-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-07-30 | 2013-04-05 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2012-07-30 | 2013-04-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2012-07-30 | 2013-04-05 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2012-07-30 | 2013-04-05 |