Di (SFC:AZS570) Liu
劉迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di (SFC:AZS570) Liu (劉迪), a licensed former licensee with CE reference AZS570. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-17 | 2021-07-05 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-12-17 | 2021-07-05 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-31 | 2015-10-13 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-31 | 2015-10-13 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-22 | 2014-04-30 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-06-22 | 2014-04-30 |