Haruka Yamamoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haruka Yamamoto, a licensed Representative with CE reference AZS125. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-08 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-11-15 | 2018-11-21 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2012-06-20 | 2014-11-20 |