Christopher Paul Harker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Paul Harker ( ), a licensed former licensee with CE reference AZR414. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-13 | 2019-11-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-19 | 2014-08-28 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-06-19 | 2014-08-28 |