Xiao (SFC:AZR005) Lin
林梟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:AZR005) Lin (林梟), a licensed former licensee with CE reference AZR005. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Inforesight Investment Limited 明澗投資有限公司 |
Rep | Type 9 — Asset management | 2020-06-09 | 2024-02-29 |
| Aspen Capital Management (HK) Limited 柏楊資本管理有限公司 |
RO | Type 9 — Asset management | 2018-02-15 | 2020-03-01 |
| Pine River Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2016-08-26 | 2017-07-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-06-26 | 2016-06-18 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-26 | 2016-06-18 |