Takaaki Nishino
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Takaaki Nishino ( ), a licensed former licensee with CE reference AZQ786. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-02-06 | 2020-02-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-02-06 | 2020-02-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-11 | 2017-02-10 |