Nathan Andrew Bourne
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nathan Andrew Bourne ( ), a licensed former licensee with CE reference AZP195. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-07-18 | 2014-04-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-06-25 | 2014-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2012-06-25 | 2014-04-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-25 | 2014-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-25 | 2014-04-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-06-04 | 2014-04-12 |