Shin Kobayashi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shin Kobayashi ( ), a licensed former licensee with CE reference AZO563. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-28 | 2014-04-07 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-28 | 2014-04-07 |