Aaron James Piercy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron James Piercy ( ), a licensed former licensee with CE reference AZN339. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-02-18 | 2014-02-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-02-18 | 2014-02-21 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-02-18 | 2014-02-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-06-18 | 2013-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-06-18 | 2013-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-06-18 | 2013-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-05-29 | 2012-06-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-05-29 | 2012-06-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-05-29 | 2012-06-01 |