Gong (SFC:AZN311) Chen
陳功
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gong (SFC:AZN311) Chen (陳功), CE reference AZN311. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2020-04-14 | present |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2014-10-06 | 2019-08-05 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-21 | 2014-04-11 |