Xiaochen (SFC:AZN141) Li
李小沉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaochen (SFC:AZN141) Li (李小沉), a licensed former licensee with CE reference AZN141. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-05-22 | 2018-02-19 |