Min He
何敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min He (何敏), a licensed former licensee with CE reference AZK772. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-05 | 2022-04-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-05 | 2022-04-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-20 | 2019-06-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-20 | 2019-06-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-06-01 | 2017-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-06-01 | 2017-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-06-01 | 2017-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2012-06-01 | 2017-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-01 | 2017-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-01 | 2017-03-15 |