Lauren Ann Moran
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lauren Ann Moran ( ), a licensed former licensee with CE reference AZK743. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2012-07-03 | 2017-05-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2012-05-08 | 2012-07-03 |