Lauren Ann Moran
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lauren Ann Moran, a licensed former licensee with CE reference AZK743. This person has 5.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2012-07-03 | 2017-05-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2012-05-08 | 2012-07-03 |