Wesley Allen Sparks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wesley Allen Sparks ( ), a licensed former licensee with CE reference AZK654. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-02-25 | 2013-02-26 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-05-07 | 2012-05-08 |