Jin (SFC:AZK623) Liu
劉瑾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin (SFC:AZK623) Liu (劉瑾), a licensed former licensee with CE reference AZK623. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-06-21 | 2019-10-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-06-21 | 2019-10-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-06-21 | 2019-10-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2012-06-21 | 2019-10-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-21 | 2019-10-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-21 | 2019-10-31 |