Ryosuke Yoshikawa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ryosuke Yoshikawa ( ), a licensed former licensee with CE reference AZK069. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-07-21 | 2013-03-29 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-22 | 2013-03-29 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-22 | 2013-03-29 |