Cindy Chow
周文祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Chow (周文祺), a licensed former licensee with CE reference AZJ884. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-05-12 | 2018-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-05-12 | 2018-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-05-12 | 2018-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2014-05-12 | 2018-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2014-05-12 | 2018-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2014-05-12 | 2018-02-26 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-01-06 | 2014-04-05 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-25 | 2013-04-17 |