Zhonghao Yu
于中灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhonghao Yu (于中灝), a licensed former licensee with CE reference AZJ846. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-14 | 2018-08-16 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-14 | 2018-08-16 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-08-14 | 2018-08-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-05-28 | 2014-05-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-05-28 | 2014-05-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-05-28 | 2014-05-17 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2012-05-28 | 2014-05-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2012-05-28 | 2014-05-17 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2012-05-28 | 2014-05-17 |