Yue (SFC:AZJ496) Pan
潘月
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:AZJ496) Pan (潘月), CE reference AZJ496. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kerogen Capital (Asia) Limited | Rep | Type 4 — Advising on securities | 2013-08-01 | 2015-02-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-04-30 | 2013-04-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2012-04-30 | 2013-04-13 |