Hitoshi Tamura
田村仁志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hitoshi Tamura (田村仁志), a licensed former licensee with CE reference AZI957. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-01 | 2016-06-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-06-01 | 2016-06-30 |