Yue Gu
古悅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Gu (古悅), a licensed Representative with CE reference AZI891. Currently licensed at 1 firm(s): FWD Financial Planning Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 12.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-28 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-28 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-09 | 2017-04-07 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-09 | 2017-04-07 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-16 | 2015-06-30 |