Thomas Gerard Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Gerard Baker ( ), a licensed former licensee with CE reference AZI606. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2012-04-25 | 2014-07-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2012-04-25 | 2014-07-07 |