Connie Yau Ling Chan
陳幼玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Yau Ling Chan (陳幼玲), a licensed former licensee with CE reference AZH738. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-26 | 2023-08-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-19 | 2021-04-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-03 | 2013-01-31 |