Yuwen Tang
湯昱文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuwen Tang (湯昱文), a licensed former licensee with CE reference AZG141. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-27 | 2015-06-26 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-28 | 2012-08-04 |