Klaus Alvaro Baader
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Klaus Alvaro Baader ( ), a licensed former licensee with CE reference AZE954. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-05-24 | 2018-07-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-05-24 | 2018-07-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-16 | 2018-07-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-07-16 | 2018-07-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-27 | 2014-07-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-27 | 2016-05-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-27 | 2014-07-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-03-27 | 2016-05-24 |