Klaus Alvaro Baader
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Klaus Alvaro Baader, a licensed former licensee with CE reference AZE954. This person has 6.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-05-24 | 2018-07-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-05-24 | 2018-07-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-07-16 | 2018-07-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-07-16 | 2018-07-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-27 | 2014-07-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-27 | 2016-05-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-27 | 2014-07-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2012-03-27 | 2016-05-24 |