Mark Ivor Phelps

CE No. AZE639 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Ivor Phelps (), a licensed former licensee with CE reference AZE639. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2019-03-18 2019-03-20
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2018-10-02 2018-10-03
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2018-03-19 2018-03-21
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2017-09-11 2017-09-15
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2017-02-27 2017-02-28
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2016-03-09 2016-03-11
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2015-09-11 2015-09-18
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2015-03-23 2015-03-25
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2014-07-08 2014-07-09
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2014-04-22 2014-04-23

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