Mark Winston Thorpe-Apps

CE No. AZD623 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Winston Thorpe-Apps (), a licensed former licensee with CE reference AZD623. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2012-03-14 2013-01-14
UBS Asset Management (Hong Kong) Limited Rep Type 9 - Asset management 2012-03-14 2013-01-14

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