David Ross Mc Fadyen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ross Mc Fadyen, a licensed former licensee with CE reference AZD538. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-14 | 2013-03-02 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-14 | 2013-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Ross Mc Fadyen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.