Shoji Koike
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shoji Koike ( ), a licensed former licensee with CE reference AZD368. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-18 | 2017-08-23 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2017-08-18 | 2017-08-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-01 | 2016-08-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2016-08-01 | 2016-08-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2012-03-09 | 2013-02-19 |