Tsz Kin (SFC:AZD014) Ng
吳子健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kin (SFC:AZD014) Ng (吳子健), a licensed former licensee with CE reference AZD014. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2020-10-16 | 2024-05-04 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2020-10-16 | 2024-05-04 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2020-10-16 | 2024-05-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-02 | 2012-07-15 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-02 | 2012-07-15 |