Aruna
阿汝娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aruna (阿汝娜), a licensed former licensee with CE reference AZC819. This person has 4.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-06 | 2016-12-09 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-06 | 2016-12-09 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2012-03-09 | 2016-06-24 |