Yanxia Sun
孫雁霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanxia Sun (孫雁霞), a licensed former licensee with CE reference AZC329. This person has 10.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HarbourVest Partners (Asia) Limited | Rep | Type 1 - Dealing in securities | 2022-06-30 | 2024-11-21 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-31 | 2021-04-16 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-03 | 2017-08-31 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-03 | 2021-04-16 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2015-12-03 | 2021-04-16 |
| State Street Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2013-04-22 | 2015-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanxia Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.