Yanxia Sun
孫雁霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanxia Sun (孫雁霞), a licensed former licensee with CE reference AZC329. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HarbourVest Partners (Asia) Limited | Rep | Type 1 — Dealing in securities | 2022-06-30 | 2024-11-21 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-31 | 2021-04-16 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-03 | 2017-08-31 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-03 | 2021-04-16 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-12-03 | 2021-04-16 |
| State Street Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2013-04-22 | 2015-06-30 |