Saurabh Mishra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saurabh Mishra, a licensed former licensee with CE reference AZC260. This person has 3.9 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-27 | 2016-01-21 |