Romain Jean David Escudier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Romain Jean David Escudier ( ), a licensed former licensee with CE reference AZB452. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | RO | Type 1 — Dealing in securities | 2019-09-12 | 2021-06-30 |
| Natixis Asia Limited | RO | Type 2 — Dealing in futures contracts | 2019-09-12 | 2021-06-30 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2016-02-11 | 2019-09-12 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-02-11 | 2019-09-12 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-21 | 2015-10-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-21 | 2015-10-17 |