David Mark Killingback
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Mark Killingback ( ), a licensed former licensee with CE reference AZB285. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-08-14 | 2015-09-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-08-14 | 2015-09-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-08-14 | 2015-09-14 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-08-14 | 2015-09-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-08-14 | 2015-09-14 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-08-14 | 2015-09-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-02-20 | 2012-11-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-02-20 | 2012-11-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-02-20 | 2012-11-09 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2012-02-20 | 2012-11-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2012-02-20 | 2012-11-09 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2012-02-20 | 2012-11-09 |