Kwok Kit (SFC:AYZ317) Ng
伍國傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kit (SFC:AYZ317) Ng (伍國傑), a licensed former licensee with CE reference AYZ317. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fair Eagle Futures Company Limited | Rep | Type 2 — Dealing in futures contracts | 2021-06-21 | 2022-09-21 |
| Fair Eagle Securities Company Limited 天發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-11 | 2022-09-21 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-09 | 2020-12-21 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-13 | 2020-05-03 |
| Grand International Futures Co., Limited 遠大國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-16 | 2018-02-26 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-07 | 2017-05-26 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-07 | 2017-05-26 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-03 | 2016-05-12 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-03 | 2016-05-12 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2012-02-28 | 2014-01-06 |