Chen (SFC:AYY540) Zhu
朱辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:AYY540) Zhu (朱辰), a licensed former licensee with CE reference AYY540. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-29 | 2018-11-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-29 | 2018-11-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-06 | 2014-06-13 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-06 | 2014-06-13 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-02-06 | 2014-06-13 |