Yiwen (SFC:AYY014) Lu
陆怡雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiwen (SFC:AYY014) Lu (陆怡雯), a licensed former licensee with CE reference AYY014. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-27 | 2016-01-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-02 | 2012-07-01 |