Edgar Ng Tee Sen Chia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edgar Ng Tee Sen Chia ( ), a licensed former licensee with CE reference AYX420. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-14 | 2014-07-05 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-14 | 2013-07-05 |