Tzu Wen Wu
吳子文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tzu Wen Wu (吳子文), a licensed former licensee with CE reference AYW804. This person has 6.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-04 | 2018-06-30 |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
Rep | Type 9 - Asset management | 2014-09-04 | 2018-06-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2014-04-26 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Tzu Wen Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.