Qiang Guo
郭強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiang Guo (郭強), CE reference AYW017. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-01 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-08-01 | present |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-30 | 2019-11-13 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-30 | 2019-11-13 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-10-14 | 2017-05-05 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-20 | 2014-06-19 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-20 | 2014-06-19 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-01-20 | 2014-06-19 |