Siu Wing Christopher Chong
莊紹榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wing Christopher Chong (莊紹榮), CE reference AYU408. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-03 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-03 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-16 | 2022-06-13 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-01-16 | 2022-06-13 |