Wen (SFC:AYU052) Li
李雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen (SFC:AYU052) Li (李雯), a licensed former licensee with CE reference AYU052. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-22 | 2016-03-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-04-22 | 2016-03-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-01-16 | 2014-03-18 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-01-16 | 2014-03-18 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-01-16 | 2014-03-18 |