Keitaro Nishimura
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keitaro Nishimura ( ), a licensed former licensee with CE reference AYT962. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-01-18 | 2019-02-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-01 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-03-16 | 2017-03-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-03-24 | 2016-04-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2012-01-13 | 2014-11-20 |