Yanli Yin
尹燕麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanli Yin (尹燕麗), a licensed former licensee with CE reference AYT706. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-10 | 2022-10-17 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-10 | 2022-10-17 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-09-10 | 2022-10-17 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-03 | 2021-08-30 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-03 | 2021-08-30 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-29 | 2021-08-30 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-28 | 2018-11-09 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-15 | 2017-08-20 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-16 | 2017-08-20 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-13 | 2016-04-09 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-13 | 2016-04-09 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-30 | 2014-09-20 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-13 | 2014-09-20 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-13 | 2014-09-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-07 | 2012-06-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-07 | 2012-06-01 |