Xinyu Liao
廖欣宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyu Liao (廖欣宇), a licensed former licensee with CE reference AYT594. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2012-11-19 | 2017-06-28 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-06 | 2012-09-03 |